Licensed Invest Support Specialist I
Location: Orlando
Posted on: February 25, 2021
|
|
Job Description:
GENERAL FUNCTION: The Licensed Investment
Support Specialist I provides office management support for
registered securities representatives (e.g., Investment Executives
or Wealth Management Advisors).
ESSENTIAL DUTIES AND RESPONSIBILITIES:
.Provide daily administrative support to designated registered
representatives, and existing and potential clients.
.Provide guidance to the banking center partners as
requested.
.Process and follow-up operations duties linked to new/existing
accounts, risk management, marketing support, order entry
etc.
.Perform account maintenance including opening new accounts, money
transfer requests, executing orders, address changes,
etc.
.Ensure that all assigned trading transactions are executed in a
timely and accurate manner, and that all documentation is
maintained to standards
.Maintain close contact with clients in order to ensure that they
are informed about industry changes while providing the opportunity
for additional products and services.
.Educate and coach business partners on current market conditions,
products, compliance and operational duties.
.Support multiple registered securities representatives or
representatives with very large books of business.
.Handle various administrative functions for the registered
securities representatives including but not limited to executing
trades.
.Ensure that all trading activity complies with federal and
internal compliance regulations and guidelines.
.Work closely with Banking Center or Private Bank partners to
identify cross sell and referral opportunities.
.Perform other projects or duties as assigned.
SUPERVISORY RESPONSIBILITIES: None.
Keywords: , Orlando , Licensed Invest Support Specialist I, PR / Public Relations , Orlando, Florida
Click
here to apply!
|
Didn't find what you're looking for? Search again!
Other PR / Public Relations JobsFinancial Center Manager III Description: GENERAL FUNCTION: Responsible and accountable for directing and administering a financial center with generally more than 55 million in core deposits and generating over 1.5 million in net profit. Ensure (more...) Company: Location: Seminole Posted on: 02/25/2021 CSR / Teller - Scott Lake BC - Full Time Description: p font face Arial Banking Customer Service Representative /font /p br p font face Arial Job Description br / br If you are a dynamic and driven Customer Service Representative who has (more...) Company: Location: Lakeland Posted on: 02/25/2021 CSR / Teller - McMullen Booth Rd BC - Full Time Description: p font face Arial Banking Customer Service Representative /font /p br p font face Arial Job Description br / br If you are a dynamic and driven Customer Service Representative who has (more...) Company: Location: Clearwater Posted on: 02/25/2021 Retail Personal Banker - Cross-Sell Description: GENERAL FUNCTION: Entry into a sales position with a primary focus on sales development and relationship building through the promotion of deposits, loans, fee-based services and the retention of customers. (more...) Company: Location: Clearwater Posted on: 02/25/2021 Licensed Invest Support Specialist II Description: font face Arial GENERAL FUNCTION: The Licensed Investment Support Specialist II provides office management support for registered securities representatives e.g., Investment Executives, or Wealth (more...) Company: Location: Largo Posted on: 02/25/2021 Trust Specialist Description: font face Arial GENERAL FUNCTION: br / br br / br .Partner with the Senior Trust Officers and Trust Officers in every aspect of servicing their client base to ensure greater client satisfaction, (more...) Company: Location: Clearwater Posted on: 02/25/2021 Immediate need for an experienced Administrative Assistant! Description: Are you seeking a Great opportunity to join a team environment and a GROWING Corporation br br Candidate will coordinate Company: Location: Clearwater Posted on: 02/25/2021 Retail Personal Banker I Description: GENERAL FUNCTION: The Personal Banker I is a branch position focused on using the consultative sales process to proactively identify and meet the financial needs of customers or prospects. The Personal (more...) Company: Location: Lakeland Posted on: 02/25/2021 Financial Center Manager III Description: font face Arial GENERAL FUNCTION: Responsible and accountable for directing and administering a financial center with generally more than 55 million in core deposits and generating over 1.5 million (more...) Company: Location: Deland Posted on: 02/25/2021 CSR / Teller - Big Bend BC - Part Time Description: p font face Arial Banking Customer Service Representative /font /p br p font face Arial Job Description br / br If you are a dynamic and driven Customer Service Representative who has (more...) Company: Location: Riverview Posted on: 02/25/2021 |