Merrill Market Supervision Manager - Orlando, FL
Company: Disability Solutions
Location: Winter Park
Posted on: April 20, 2024
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Job Description:
Job Description:At Bank of America, we are guided by a common
purpose to help make financial lives better through the power of
every connection. Responsible Growth is how we run our company and
how we deliver for our clients, teammates, communities and
shareholders every day. One of the keys to driving Responsible
Growth is being a great place to work for our teammates around the
world. We're devoted to being a diverse and inclusive workplace for
everyone. We hire individuals with a broad range of backgrounds and
experiences and invest heavily in our teammates and their families
by offering competitive benefits to support their physical,
emotional, and financial well-being. Bank of America believes both
in the importance of working together and offering flexibility to
our employees. We use a multi-faceted approach for flexibility,
depending on the various roles in our organization. Working at Bank
of America will give you a great career with opportunities to
learn, grow and make an impact, along with the power to make a
difference. Join us!Job Description:This job is responsible for a
wide variety of delegated compliance, administrative, and business
functions to support the Merrill Wealth Management Market
Executives (MEs) overall managerial and supervisory
responsibilities. Key responsibilities include supporting business
objectives and contributing to market profitability by influencing
Financial Advisor business practices to minimize regulatory,
financial, and reputational risks. Job expectations include working
independently or with minimal guidance, while keeping the ME and
Division Supervision Executive informed on significant
matters.Responsibilities:--- Performs, monitors, and demonstrates
adherence to internal and external standards, policies, laws,
rules, and regulations related to client advice and
recommendations, sales practice activities, and conduct of market
personnel--- Manages day-to-day Financial Advisor (FA) business
needs, while ensuring adherence to the bank's compliance policies
and procedures--- Coaches FAs, Client Associates (CAs), and other
market personnel to drive adherence of policies and procedures
related to the sales practice conduct--- Partners with FAs, CAs,
and other market personnel to manage risk of business growth
initiatives, ensuring alignment with the bank's enterprise risk
appetiteRequired Qualifications:
Keywords: Disability Solutions, Orlando , Merrill Market Supervision Manager - Orlando, FL, Executive , Winter Park, Florida
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